SEC

SEC And FINRA Scrutinize EB-5 Broker-Dealers

The U.S. Securities Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) are going after unregistered EB-5 broker-dealers who..

10 years ago

EB-5 Program: Fraud Investigation Into Vermont Ski Resorts

A Major EB-5 Program fraud investigation is currently being conducted in Vermont. The Securities and Exchange Commission (SEC) raised a…

10 years ago

What Is The SEC’s Role In The EB-5 Industry?

The SEC was created in the 1930s and according to their website, its role is primarily to "protect investors, maintain…

10 years ago

EB-5 Program: SEC Charges Unregistered Broker Dealers

In June 2015, the Securities and Exchange Commission (SEC) charged two companies for acting as unregistered broker dealers for more…

10 years ago

Regional Center Due Diligence, What You Should Know

EB-5 investors need to be able to answer these 8 questions when conducting regional center due diligence in order to…

10 years ago

What You Should Know About EB-5 Securities

If you're planning to apply for the EB-5 Program Visa, it's important to know the commercial enterprise project investors and…

10 years ago